Blog | Books | Jobs | Software | Resources

Tuesday, February 28, 2006

SIA: Costs of Compliance in the US Securities Industry (PDF)

This study is intended to contribute to development of a deeper understanding of how and to what extent various regulatory and legislative mandates, like the Sarbanes-Oxley Act of 2002, have impacted compliance related activities at U.S. securities firms. These activities have expanded and grown in importance in recent years in response to increases in compliance-related obligations.

This study was undertaken to acheive three objectives: 1) Develop a deeper understanding of the impact of compliance, 2) Measure compliance-related costs, and 3) Obtain recommendations from industry firms to improve the efficiency of these efforts.

SIA: Costs of Compliance in the US Securities Industry (PDF)

Send to a friend:

0 Comments:

Previous articles

Sarbanes-Oxley and the Cost of Compliance

Corporate reform dead; SEC chief should resign

Report raps red tape from Sarbanes-Oxley

Non-Profit Hospitals Take Action to Comply With Sa...

Risk Management and Sarbanes-Oxley Driving Growth

Allegiance Helps ICMA Comply with "Spirit" of Sarb...

Los Angeles Times Gets The Story Right With Sarban...

Two Enron trials could run concurrently

Sarbanes-Oxley Compliance and Web Application Secu...

Down To Business: Time To Regulate The Regulations...

Sponsored by:

Kumquat: Get the feedback you deserve
Learn more
FREE to Inside Sarbanes Oxley readers

Sarbanes Oxley Jobs

August 2004

September 2004

October 2004

November 2004

December 2004

January 2005

February 2005

March 2005

April 2005

May 2005

June 2005

July 2005

August 2005

September 2005

October 2005

November 2005

December 2005

January 2006

February 2006

March 2006

April 2006

May 2006

June 2006

July 2006

August 2006

September 2006

October 2006

November 2006

December 2006

January 2007

February 2007

March 2007

April 2007

May 2007

September 2007

October 2007

November 2007

December 2007

January 2008

February 2008

March 2008

About inside Sarbanes-Oxley

inside Sarbanes Oxley is dedicated to finding the best sources of news and information on the changing landscape of Sarbanes Oxley and compliance. Whether you call it SOX, Sarbox, or the Sarbanes-Oxley Act of 2002, look no further than inside Sarbanes Oxley. More

Copyright © 2004-2006, Inside Sarbanes-Oxley
Privacy Policy

Additional resources

Try these recently updated resources:

RSS Feed

Interested in staying up-to-date on all the latest Sarbanes-Oxley news? Subscribe to the inside Sarbanes-Oxley RSS feed and get all of the latest news on SOX delivered directly to your feed reader.

inside Sarbanes-Oxley RSS Feed